John Cant
You've been quiet - are you Dormant, Deceased or just Gone Away?
When a financial sector customer becomes less active it is often an important signal that they have reached a new stage in their...
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John Cant
- Oct 1, 2020
- 3 min
Do regulator fines change the behaviour of financial firms?
They say that you get wiser as you get older. Well 10 years ago, almost to the day, I wrote a blog on "Do fines change the behaviour of...
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John Cant
- Aug 11, 2020
- 2 min
Will MiFID research arrangements change again?
I have been doing some informal polling on impact of the EU's latest proposed changes to the existing MiFID II Research regime across...
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John Cant
- Jul 24, 2020
- 2 min
But it worked in Harrogate! Regulatory Data Challenges
I have nothing against Harrogate, well not consciously at least. However, over recent months there has been much discussion about...
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John Cant
- Jul 9, 2020
- 2 min
Beware the financial crime bite of the client data back book
When people start looking for solutions to financial crime, regulation and compliance there is a natural tendency to start with new...
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John Cant
- Jun 19, 2020
- 1 min
Financial Crime, Security and the Internet of Fins
I was struck by the rather fishy story that criminals had obtained information by hacking a casino’s fish tank. You can read the full...
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John Cant
- Jun 19, 2020
- 3 min
MiFID Unbundling - Easy to say, but hard to deliver
Strong main themes at MiFID research conference from market participants and vendors
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